Professional Liability, Directors and Officers Liability and Employment Practices Liability Insurance

What is Professional Liability, Directors and Officers Liability and Employment Practices Liability?

These three coverages protect different kinds of legal exposures that arise from running a business or organization. Professional liability (also called errors & omissions) responds to claims of negligence or inadequate performance in professional services. Directors and officers (D&O) liability covers governance decisions and alleged breaches of fiduciary duty by company leaders. Employment practices liability insurance (EPLI) addresses workplace claims such as discrimination, wrongful termination, harassment, and wage disputes.

Who needs it

Business owners, boards, and service professionals commonly carry one or more of these policies. Typical buyers include small businesses, nonprofits, clubs and associations, professional firms, and event operators that face liability exposures beyond general commercial liability. Nonprofits and public-serving organizations frequently consider tailored options—see the Nonprofit Employment Practices Liability (EPLi) page for specialized guidance: Nonprofit Employment Practices Liability (EPLi).

What it typically covers

Coverage elements vary by policy type, but commonly include defense costs and settlements for covered allegations. Examples:

Policies can complement other protections such as commercial liability, participant accident coverage, property coverage, equipment coverage, and commercial auto exposure for comprehensive risk management.

Common exclusions or limitations

Standard exclusions often include intentional illegal acts, known prior acts, contractual liabilities beyond policy wording, and certain regulatory or statutory fines. Professional liability may exclude claims arising from criminal conduct or fraud. EPLI frequently excludes punitive damages in jurisdictions where they aren’t insurable. Underwriting factors will determine specific limitations.

Factors that influence cost

Premiums depend on size of operations, revenue, number of employees, industry risk, past claims history, underwriting factors such as management experience, and the limits/deductibles you choose. High-exposure activities (transportation risks, facility risks, or job-site hazards) or complex governance structures typically increase cost. Good risk management practices and employment policies can reduce exposure.

Proof of insurance & compliance

Many clients need certificates of insurance for contracts, venues, or vendors. D&O and EPLI policies may be required by boards, funders, or grantors. Maintain up-to-date certificates and confirm any additional insured or waiver of subrogation requirements before signing agreements.

How to get a quote

To compare options and limits across carriers, get a quote. A broker or carrier will ask about operations, revenue, staffing, prior claims, and any risk controls in place. Typical applicants include contractors, retailers, professional firms, and small organizations seeking tailored coverage and loss prevention guidance.

Frequently Asked Questions

Do I need both D&O and EPLI?

They cover different exposures: D&O focuses on leadership decisions and fiduciary claims; EPLI covers employment-related allegations. Many organizations carry both, depending on size and exposure.

Will a prior lawsuit disqualify me?

Past claims matter in underwriting and can increase premiums or require specific endorsements, but many insurers will still offer coverage depending on the circumstances and documentation.

Does professional liability cover client disputes over fees?

Fee disputes are sometimes covered if tied to an allegation of negligent service, but pure contract disputes over payment are often excluded. Review policy wording with your broker.

Still have questions? Talk to a local insurance expert.

Partners, Programs & Market Access


We maintain relationships with nationally recognized and specialty-focused insurance providers that actively underwrite this class of business. Our network includes both admitted and non-admitted markets, allowing us to match risks—from straightforward accounts to more complex or hard-to-place exposures—with appropriate underwriting partners.


Program availability, coverage terms, and underwriting appetite can vary based on operations, location, and loss history, so access to multiple markets is key to securing the right fit. This approach helps ensure broader coverage options and more competitive placement across a range of risk profiles.



USG Insurance Services, Inc.
Professional Insurance

USG Insurance Services, Inc. is a national wholesaler and managing general agent (MGA) with 18 offices across the country and the ability to write in all 50 states. Built from the ground up by some of the top executives in insurance, USG continues to...
Preferred Concepts LLC
Directors & Officers

Mercator Risk Services, offered through Preferred Concepts LLC, delivers comprehensive Directors & Officers (D&O) Liability Insurance solutions for a wide range of organizations. This program is designed to help protect the personal asse...
Gillingham & Associates, Inc.
Directors & Officers Liability

Directors, Officers and Company Liability insurance is a policy designed to provide financial protection for the directors, officers, and the corporate entity which they serve. ...
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