Donald Gaddis Company
Contact Us
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Donald Gaddis Company
Contact Us
contact_phone Click to call
Investment Advisors Professional Insurance

There are roughly 10,000 registered investment advisors in the U.S.   Most have no professional liability coverage, but this has become a hot topic due to increased regulatory scrutiny, client activism, and contractual coverage  requirements now being imposed by desirable  potential clients.


There is a great opportunity for retail agents who can demonstrate expertise to bring in solid, loyal, long term clients who are good sources of further referrals.


Gaddis Co. can help!  We represent all the leading carriers for investment advisors  and will take the time to walk you and your client through the process of obtaining and evaluating quotes and coverage options to find the most cost effective  protection.


Premiums start at about $4,000. To seek proposals, we require the attached or a similar application to be completed.  If the advisor is registered with the SEC, we'll need a copy of Part 1 and 2 of the ADV form they file annually.  Financials, performance statistics, a prospectus for each fund they manage, client agreements, and resumes will also be very helpful.


We have standard admitted carriers for mainstream advisors, and can also have specialty carriers to  help with the tougher ones who manage hedge funds or real estate funds or who have had prior claims.

U.S. States Available

  • U.S. States Available:
  • Provider Type:
    Wholesale Broker
  • Admitted:
    Some Available States
  • Carriers:
  • Carrier Ratings:
    All A or better
  • Commission:
    Typically 10%
  • Min Premium:


Request a Quote Now!


There are no locations attached to this storefront.


Working with Gaddis Company couldn't be easier as we do not require you to complete long detailed broker agreements. In order to place business with us we only require the following documents:

- Copy of license showing you can place business in the state where the insured is located.

- Proof of current Insurance Agents E&O coverage for your agency.

That's it!

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Donald Gaddis Company has other insurance programs like Association Professional Liability Insurance.