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...onsulting? Do you sell annuities, mutual funds, or other securities, particularly in...dures that will treat customers fairly and respect their intelligence and decision-making capabilities. Keep them informed of good news and bad in a timely manner. And meet their needs with courtesy and professionalism. A satisfied insure...

... We have thousands of articles, checklists, tip sheets, sales letters, and more! Communications Marketing Customer Service Planning Finance/Accounting Risk Management Human Resources Selling Legal and E&O Technology Life/Financial Services Glossaries Management Resources & Links Categories Popular Recent All Back Mutual Funds: Module V-I 4/30/2013 10:40:32 PM by CompleteMarkets Editor This content has not been rated yet. &# 160 MUTUAL FUNDS: MODULE V-I &# 160 OVERVIEW By now you've probably heard a great deal about mutual funds ... So have many investment-minded members of the public. But, while most people may be familiar with the term, they may not know much more about this financial product except that it is a good investment. They may not realize that a mutual fund encompasses much more than just one type of investment. A mutual fund is comprised of shareholders or partners who join forces to reach a specific investment objective. Their funds are pooled together and invested by professional money managers, who attempt to achieve the stated objectives of the mutual fund. ... requirements for taking the exams and receiving a license. While no specific training is required to take the exams, agents should certainly be reading and taking courses on investments and financial planning in order to best serve their clients. Agents would also be well-advised to check their Errors & Omissions coverage before embarking on any such venture. THE PRODUCT Just as there are a multitude of investment opportunities, so are there a wide variety of mutual funds. While a particular organization may offer dozens of mutual funds, there are basically four different types ...

Mutual Funds: Module V-I
  MUTUAL FUNDS: MODULE V-I   OVERVIEW ...t also be a charge for accounting fees and marketing costs, whic

... services and assistance exclusively to the Parties with respect to their future operations in the insurance business, and WHEREAS, the Parties desire to consolidate certain aspects of the business operations other than the solicitation and production of insurance business; NOW, THEREFORE, in consideration of the mutual covenants herein contained and in reliance upon the representations and warranties of the respective Parties herein set forth, the Parties do hereby undertake and agree as follows: 1. Definitions: 1.1 For purposes of this Agreement, the following words and phrases shall mean and be ... shall so request. Should CIS be requested to collect any such receivables, it shall do so diligently and account for and remit to the Party for which it shall collect receivables on a weekly basis for such collections. CIS shall not be obligated to expend any extraordinary funds to effect such collection other than stationery, postage and other normal office costs including time of its employees. CIS shall not be required to utilize the services of collection agencies or attorneys. CIS shall retain 2 percent of all such receivables as it shall collect as ... shall process the endorsement, provided that CIS shall remit to the Party for whose Account the endorsement shall have been processed the same percentage of commission stated in Section 3.5 hereof and in the manner provided for in said Section 3.5. 3.12 CIS shall provide a policy of errors and omissions insurance with limits of liability of $1 million in the aggregate per occurrence upon such terms and conditions as CIS shall deem to be reasonable and appropriate and shall name thereon as a named insured each of the Parties hereto. In the event CIS shall ...

...HEREFORE, in consideration of the mutual covenants herein contained and in rel...Party to this Agreement only upon good and sufficient cause which shall be defined as: material and substantial breach of the terms of ...

... record and beneficial owner of all of the issued and outstanding capital stock of the Seller and (b ) its Chief Executive Officer and, as such, desires to enter and conclude the within transaction and will benefit therefrom; NOW, THEREFORE, in consideration of the mutual covenants herein contained and in reliance upon the representations and warranties hereinafter set forth, the parties do hereby agree as follows: WITNESSETH: 1. Sale of Assets. Subject to and in accordance with the terms and conditions herein contained, the Seller does hereby agree ... payable, at the option of the Buyer, by a bank check or certified check, either being drawn on a bank with offices in the Commonwealth of Massachusetts or by wire transfer to an account designated by the Seller. If the Seller desires a wire transfer of funds, it shall so notify the Buyer not less than three business days prior to the Closing Date and shall provide the Buyer with the name of the bank, the bank's Federal Reserve wire routing number and the account name and number to which the wire is to ... the Seller's books and records are being audited by the Seller's auditors for tax purposes or any other legitimate business purposes. The Buyer shall instruct its personnel to cooperate with the Seller's representatives in the conduct of such audit. In the event such audit shall determine that an error has been made in said accounting, then the parties shall make such adjustment as may be required within 10 days following completion of said audit. The Seller shall have the right to conduct such audit not more often than once in any six month period. Said ...

...HEREFORE, in consideration of the mutual covenants herein contained and in rel...e numbering of the Sellers' warranties and representations in said section 3. ...

...HEREFORE, in consideration of the mutual covenants herein contained and in rel... Accounts or the ability of the Seller and/or Stockholder to perform the trans...