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Search results for: Registered-Representative-Mutual-Funds-Errors-and-Omissions
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https://completemarkets.com/Article/article-post/1664/MUTUAL-FUNDS-MODULE-V-I/
Mutual Funds: Module V-I
  MUTUAL FUNDS: MODULE V-I   OVERVIEW ...t also be a charge for accounting fees and marketing costs, whic

https://completemarkets.com/company/CompleteMarkets/Articles/content-package/IMMS-Library/TabCategory/article-post/67/Specimen-Cluster-Agreement/
... as: material and substantial breach of the terms of this Agreement, which breach shall continue unabated for 10 days following notice to the Party that CIS deems it to be in breach hereof, Total Permanent Disability of an individual Party or of the last remain Login or Register (for FREE) to gain access to thousands of other great articles. Need more reasons to join? Need insurance for you, your business or your family? Get quality appointments - Save yourself a whole lot of time & money when you use our directory ... for the purposes set forth herein by the Commonwealth of Massachusetts, each of the Parties hereto, subject to prior approval of the pertinent insurance companies involved, shall transfer to CIS all of the agency agreements with each of the insurance companies which each of the Parties hereto represents as an agent. In the event an insurance company shall decline to permit such transfer and shall decline to appoint CIS as its agent, then the Party shall use its best efforts to maintain such agency agreement in its name and shall make use thereof only in ... services and assistance exclusively to the Parties with respect to their future operations in the insurance business, and WHEREAS, the Parties desire to consolidate certain aspects of the business operations other than the solicitation and production of insurance business; NOW, THEREFORE, in consideration of the mutual covenants herein contained and in reliance upon the representations and warranties of the respective Parties herein set forth, the Parties do hereby undertake and agree as follows: 1. Definitions: 1.1 For purposes of this Agreement, the following words and phrases shall mean and be ...

https://completemarkets.com/company/CompleteMarkets/Articles/content-package/IMMS-Library/TabCategory/article-post/1302/SAMPLE-CLUSTER-AGREEMENT/
... Commonwealth of Massachusetts. &# 160 6.2 Each Party shall notify CIS of any and all litigation to which such Party may become a Party, whether as plaintiff or defendant. &# 160 6.3 Each Party shall notify CIS of any investigations of such Part Login or Register (for FREE) to gain access to thousands of other great articles. Need more reasons to join? Need insurance for you, your business or your family? Get quality appointments - Save yourself a whole lot of time & money when you use our directory ... for the purposes set forth herein by the Commonwealth of Massachusetts, each of the Parties hereto, subject to prior approval of the pertinent insurance companies involved, shall transfer to CIS all of the agency agreements with each of the insurance companies which each of the Parties hereto represents as an agent. In the event an insurance company shall decline to permit such transfer and shall decline to appoint CIS as its agent, then the Party shall use its best efforts to maintain such agency agreement in its name and shall make use thereof only in ... Parties with respect to their future operations in the insurance business, and &# 160 WHEREAS, the Parties desire to consolidate certain aspects of the business operations other than the solicitation and production of insurance business; &# 160 NOW, THEREFORE, in consideration of the mutual covenants herein contained and in reliance upon the representations and warranties of the respective Parties herein set forth, the Parties do hereby undertake and agree as follows: &# 160 1. Definitions: &# 160 1.1 For purposes of this Agreement, the following words ...

https://completemarkets.com/Article/article-post/1302/SAMPLE-CLUSTER-AGREEMENT/
...HEREFORE, in consideration of the mutual covenants herein contained and in rel...6.2 Each Party shall notify CIS of any and all litigation to which such Party ...

https://completemarkets.com/Article/article-post/1624/Purchase-And-Sale-Agreement-Part-I/
...surance and (iii) has been duly registered within the Commonwealth of Massachusetts and the City of Cambridge. (zc) No represe... Accounts or the ability of the Seller and/or Stockholder to perform the trans...